Search for: "Officer Aguilar" Results 1 - 20 of 430
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21 Oct 2016, 7:35 am by Adam Weinstein
The investment fraud lawyers of Gana LLP are investigating the employment termination filed with The Financial Industry Regulatory Authority (FINRA) by Morgan Stanley involving broker Jamie Aguilar (Aguilar) out of the firm’s San Diego, California office. [read post]
23 Oct 2011, 8:45 am by Securites Lawprof
Gallagher most recently was a partner at the D.C. office of Wilmer Hale and before... [read post]
29 Jun 2015, 6:19 am by John Jascob
Aguilar said that the designation of an information security officer and carrying cybersecurity insurance are commonsense precautions that will decrease the costs of a data breach. [read post]
30 Jun 2014, 2:42 pm by Glo
– Grossman Law Offices The post Dominador Aguilar Killed in City Bus Accident on North King Street in Honolulu, Hawaii appeared first on Injury Accident News and Opinions. [read post]
12 Jan 2015, 11:05 am by Michael Reiter, Attorney at Law
Interested applicants were invited to submit applications to the Office of the City Clerk by 5:00 P.M. on April 14, 2006. [read post]
4 Feb 2018, 12:05 pm by Kip Kip
Saturday, February 3, on Interstate 10, west of […] The post Israel Lokietek, Van Aguilar and Two Others Injured in 3-Car Crash on I-10 in Duval County appeared first on Percy Martinez Law Office. [read post]
24 May 2012, 9:06 am by Joseph Erlichman, P.C.
On April 29th of 2010, Sevier County Sheriff's Office sergeant Franco Aguilar was in the process of investigating a single-vehicle collision on the Interstate 70, when another vehicle smashed into the officer and the stopped car. [read post]
30 Apr 2019, 2:00 am by DONALD SCARINCI
Facts of United States v Aguilar United States District Judge Robert Aguilar was convicted of one count of illegally disclosing a wiretap in violation of 18 U.S.C. [read post]
30 Apr 2019, 2:00 am by DONALD SCARINCI
Facts of United States v Aguilar United States District Judge Robert Aguilar was convicted of one count of illegally disclosing a wiretap in violation of 18 U.S.C. [read post]
8 May 2012, 10:20 pm by vashton
The impact catapulted Aguilar over the side of a bridge and he fell 250 feet to his death. [read post]
9 Dec 2021, 5:01 am by Eugene Volokh
" At this point, Moyer, in what the plaintiff characterizes as an apparent attempt to protect his son's reputation as a police officer, pushed Figueroa's cell phone out of Aguilar's hands. [read post]
24 Apr 2010, 9:37 am
Related Web Resources: Office of Compliance, Inspections and Examinations Securities and Exchange Commissioner Luis Aguilar Wall Street Reform and Consumer Protection Act of 2009 Aguilar Urges Congress to Extend Fiduciary Duty, Clarify OCIE's Power, BNA - Broker/Dealer Compliance Report/Alacra Store, March 31, 2009 [read post]
11 Jun 2012, 3:24 pm
While traveling northbound in a Toyota Matrix, Aguilar struck a Honda, the impact causing the Matrix to rollover. [read post]
7 Feb 2012, 8:17 pm by SO Issues
According to Cameron County Sheriff Omar Lucio, Patricia Aguilar, a probation officer at the Amador R. [read post]
16 Oct 2015, 5:00 am by Randi Morrison
On the heels of recent SEC enforcement actions against Chief Compliance Officers (CCO) and associated statements by Commissioners Gallagher and Aguilar and Chair White, the National Society of Compliance Professionals, a financial services industry trade group for compliance officers, sent this letter to SEC Director of Enforcement Andrew Ceresney requesting that the Commission establish policy that permits initiation of enforcement proceedings against CCOs only if… [read post]